Legal Compliance Manager

fss Published: 25/04/2018
Job Type
to £70,000 inc bens


This innovative firm of Solicitors based in the City seek a Legal Compliance Manager. As part of the management team, you will take responsibility for the compliance of the firm including reviewing and improving systems, processes and controls whilst playing a leading role in the future development of the firm.

You will be responsible for both Conflicts and AML and have a high level of responsibility, performing analysis and making recommendations on the course of action. You will build strong relationships with senior stakeholders in the business and to have strong communication with all staff. You will update staff on regulatory changes and maintain a library of reference material as well as arranging regular training.

You will also be responsible for developing and updating the firm’s compliance procedures, registers and policies. You will be conversant with the SRA Handbook, SRA Account Rules, conflict checking and AML. You will report to the COLP and COFA.

The ideal candidate will be seeking to move into a broad role in a fast paced environment. You will possess strong problem skills, be a team player and provide excellent client service.

This is an excellent opportunity to join an firm that can offer a challenging role with security and a defined career path.

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